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Capital Markets Compliances

  • IPO / Public Issue/ Listing of Securities, ADR/GDRs on Stock Exchanges

  • SME Listing on BSE/NSE Platforms

  • Listing of shares arising out of Conversion of Debentures/Warrants/ Notes/Bonds into Equity Shares

  • Listing of equity shares issued pursuant to exercise of options granted under ESPS/ESOS/SARS/GEBS/RBS

  • Registration of AIF, REITS, InvITs etc. with SEBI

  • Reconciliation of Share Capital Audit of Listed Companies

  • Audit of Depository Participants/ Portfolio Managers/ Stock Brokers/Clearing Members/Trading Members/Credit Rating Agencies / Investment Adviser / Research Analyst

  • SEBI Investigation, Inspections, Adjudications

  • Ensuring compliance of the Takeover Regulations

  • Dematerialisation of Shares and other Securities

  • Compliance with SEBI (Prohibition of Insider Trading) Regulations, 1992

  • Revocation of Suspended Companies

  • Advisory, Opinion, Compliances and Certifications under SEBI Laws/ Regulations

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